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Speech
The launch of the FX Global Code: panel opening remarks at the Forex Network New York 2017, New York City.
Panel Opening Remarks at the Forex Network New York 2017, New York City.
Speech
The New York Fed’s Work on Financial Institution Culture
Remarks at the 5th Annual Culture and Conduct Forum, London.
Journal Article
Why Do Supervisors Rate Banking Organizations?
This article addresses a question that at first may appear simple: why do supervisors rate banking organizations? Prudential supervisors have a long-standing practice of confidentially rating the condition of the firms that they supervise. These ratings are used for a variety of purposes and can have important consequences. The authors analyze the history and evolution of this practice and consider how the use of ratings advances the statutory and regulatory goals of supervision of banking organizations. They conclude with a discussion of the implications for the design and implementation of ...