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Author:Palmer, Nathan M. 

Working Paper
Understanding Models and Model Bias with Gaussian Processes

Despite growing interest in the use of complex models, such as machine learning (ML) models, for credit underwriting, ML models are difficult to interpret, and it is possible for them to learn relationships that yield de facto discrimination. How can we understand the behavior and potential biases of these models, especially if our access to the underlying model is limited? We argue that counterfactual reasoning is ideal for interpreting model behavior, and that Gaussian processes (GP) can provide approximate counterfactual reasoning while also incorporating uncertainty in the underlying ...
Research Working Paper , Paper RWP 23-07

Working Paper
Explaining Machine Learning by Bootstrapping Partial Marginal Effects and Shapley Values

Machine learning and artificial intelligence are often described as “black boxes.” Traditional linear regression is interpreted through its marginal relationships as captured by regression coefficients. We show that the same marginal relationship can be described rigorously for any machine learning model by calculating the slope of the partial dependence functions, which we call the partial marginal effect (PME). We prove that the PME of OLS is analytically equivalent to the OLS regression coefficient. Bootstrapping provides standard errors and confidence intervals around the point ...
Finance and Economics Discussion Series , Paper 2024-075

Working Paper
Explaining Machine Learning by Bootstrapping Partial Dependence Functions and Shapley Values

Machine learning and artificial intelligence methods are often referred to as “black boxes” when compared with traditional regression-based approaches. However, both traditional and machine learning methods are concerned with modeling the joint distribution between endogenous (target) and exogenous (input) variables. Where linear models describe the fitted relationship between the target and input variables via the slope of that relationship (coefficient estimates), the same fitted relationship can be described rigorously for any machine learning model by first-differencing the partial ...
Research Working Paper , Paper RWP 21-12

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