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Author:Cochran, Paul 

Discussion Paper
Dealers' Treasury Market Intermediation and the Supplementary Leverage Ratio

Treasury market intermediation by dealers, including Treasury securities market making and financing, requires regulatory capital. In particular, the six largest U.S. Treasury securities dealers are subsidiaries of large U.S. bank holding companies (BHCs), which are required to maintain a supplementary leverage ratio (SLR) of at least 5 percent at the BHC level.
FEDS Notes , Paper 2023-08-03

Discussion Paper
Assessment of Dealer Capacity to Intermediate in Treasury and Agency MBS Markets

We provide an assessment of broker-dealers’ current and future capacity to support the smooth functioning of the Treasury and agency MBS markets, considering increases in Treasury issuance and continued Federal Reserve balance sheet normalization. Drawing on regulatory data analysis, recent research, and experiences with fixed income market functioning, we focus on two types of constraints that are most relevant for dealers’ intermediation activities: regulatory constraints—specifically the minimum Supplementary Leverage Ratio (SLR) requirement at the Bank Holding Company (BHC) ...
FEDS Notes , Paper 2024-10-22

Discussion Paper
Dealer Balance Sheet Constraints: Evidence from Dealer-Level Data across Repo Market Segments

The continued growth of U.S. Treasury issuance has garnered interest in understanding dealers’ ability to intermediate the U.S. Treasury market. These trends have spurred various efforts to measure the degree to which dealer balance sheet constraints—broadly defined as restrictions on the overall size of an intermediary’s balance sheet—can affect the intermediation of the Treasury market.
FEDS Notes , Paper 2024-09-23

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