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Federal Reserve Bank of New York
Speech
Compliance – some thoughts about reaching the next level
Thomas C. Baxter
Abstract

Remarks at the Fordham Journal of Corporate Counsel & Financial Law Symposium, Fordham Law School, New York City.


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Thomas C. Baxter, Compliance – some thoughts about reaching the next level, Federal Reserve Bank of New York, Speech 156, 09 Feb 2015.
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Subject headings:
Keywords: compliance officer; ethics; Program Effectiveness Index (PEI); culture; values; rules; regulation; law; chief ethics and compliance officer (CECO); legal risk; de-risking; repeatable processes; boards of directors
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