Federal Reserve Bank of New York
Compliance – some thoughts about reaching the next level
Remarks at the Fordham Journal of Corporate Counsel & Financial Law Symposium, Fordham Law School, New York City.
Cite this item
Thomas C. Baxter, Compliance – some thoughts about reaching the next level, Federal Reserve Bank of New York, Speech 156, 09 Feb 2015.
- G18 - Financial Economics - - General Financial Markets - - - Government Policy and Regulation
- G28 - Financial Economics - - Financial Institutions and Services - - - Government Policy and Regulation
- G38 - Financial Economics - - Corporate Finance and Governance - - - Government Policy and Regulation
- K20 - Law and Economics - - Regulation and Business Law - - - General
Keywords: compliance officer; ethics; Program Effectiveness Index (PEI); culture; values; rules; regulation; law; chief ethics and compliance officer (CECO); legal risk; de-risking; repeatable processes; boards of directors
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