Speech

Remarks at the Securities Industry and Financial Markets Association’s Compliance and Legal Society Monthly Luncheon, New York City.


Abstract: Remarks at the Securities Industry and Financial Markets Association?s Compliance and Legal Society Monthly Luncheon, New York City.

Keywords: compliance; compliance function; nudge; nudging; social norms; training programs; rules; standards; roles and responsibilities; diffusion of responsibility; role clarity; silo effect; accountability;

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Authors

Bibliographic Information

Provider: Federal Reserve Bank of New York

Part of Series: Speech

Publication Date: 2017-05-09

Number: 245